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Code of procedure

The financial definition for Code of procedure:

The guide of the National Association of Securities Dealers used to adjudicate complaints filed against NASD members.




Similar Matches

Committee on Uniform Securities Identification Procedures (CUSIP)

Committee on Uniform Securities Identification Procedures (CUSIP)
Committee that assigns identifying numbers and codes for all securities. These "CUSIP" numbers and symbols are used when recording all buy or sell orders.


Good delivery and settlement procedures

Good delivery and settlement procedures
Refers to PSA Uniform Practices such as cutoff times on delivery of securities and notification, allocation, and proper endorsement.


Regulatory accounting procedures (RAP)

Regulatory accounting procedures (RAP)
Accounting principles required by the FHLB that allow S&Ls to elect annually to defer gains and losses on the sale of assets and amortize these deferrals over the average life of the asset sold.




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