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Piggyback registration

The financial definition for Piggyback registration:

When a securities underwriter allows existing holdings of shares in a corporation to be sold in combination with an offering of new public shares.




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Direct Registration System

Direct Registration System
A system that allows shareholders to hold stock in book-entry form registered in their name on the books of the company. At any time, the shareholder may request a certificate which will be provided free of charge. Shareholders have the option to sell shares either through the company (or its transfer agent) or through a broker. The advantage to the shareholders is that they can directly participate in company or transfer agentsponsored plans that are usually only available to registered shareholders, while still maintaining the a to their brokers.


Registration

Registration
In the securities market describes process set up pursuant to the Securities Exchange Acts of 1933 and 1934 whereby securities that are to be sold to the public are reviewed by the SEC.


Shelf registration

Shelf registration
A procedure that allows firms to file one registration statement covering several issues of the same security. SEC Rule 415, adopted in the 1980s, allows a corporation to comply with registration requirements up to two years prior to a public offering of securities. With the registration "on the shelf," the corporation, by simply updating regularly filed annual, quarterly, and related reports to the SEC, can go to the market as conditions become favorable with a minimum of administrative preparation and expense.


Further Suggestions

Short Form Registration


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Piggyback registration
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