HomeDefinitionsCompareDebt Restricted SecuritiesThe financial definition for Restricted Securities:The term used under Rule 144 for securities issued privately by the company, without the benefit of a registration statement. Restricted securities are subject to a holding period before they can be sold under Rule 144. Similar MatchesPerformance Accelerated Restricted Stock Award Plans (PARSAPs)Performance Accelerated Restricted Stock Award Plans (PARSAPs)Also known as performance-accelerated restricted stock ("PARS") and time-accelerated restricted stock award plans ("TARSAPs"). Grants of restricted stock or restricted stock units which may vest early upon attainment of specified performance objectives. Otherwise, a time-vesting schedule would remain in effect. RestrictedRestrictedPlaced on a list that dictates that the trader may not maintain positions, solicit business, or provide indications in a stock, but may serve as broker in agency trades after being properly cleared. Traders are so restricted due to investment bank involvement with the company on nonpublic activity (i.e., mergers and acquisitions defense), affiliate ownership, or underwriting activities; signified on the Quotron by a flashing "R." A restricted list and the stocks on it should never be conveyed to anyone outside of the trading areas, much less outside the firm. See: Grey list. Restricted accountRestricted accountA margin account without enough equity to meet the initial margin requirement that is restricted from any purchases until the requirement is fulfilled. Further SuggestionsRestricted stockRestricted Stock Award Restricted surplus Click to compare definitions of Restricted Securities Click to view definitions beginning re |