HomeDefinitionsCompareDebt Securities & Exchange Commission (SEC)The financial definition for Securities & Exchange Commission (SEC):A federal agency that regulates the US financial markets. The SEC also oversees the securities industry and promotes full disclosure in order to protect the investing public against malpractice in the securities markets. Similar MatchesCommission brokerCommission brokerA broker on the floor of an exchange who acts as agent for a particular brokerage house and buys and sells stocks for the brokerage house on a commission basis. Commission houseCommission houseA firm that buys and sells futures contracts for customer accounts. Related: futures commission merchant, omnibus account. Commodity Futures Trading Commission (CFTC)Commodity Futures Trading Commission (CFTC)An agency created by the US Congress in 1974 to regulate exchange trading in futures. Further SuggestionsFederal Maritime Commission (FMC)Fee and commission compensation Futures commission merchant (FCM) Securities and Exchange Commission Rules Split commission Underwriting Commission Click to compare definitions of Securities & Exchange Commission (SEC) Click to view definitions beginning se |