HomeDefinitionsCompareDebt Securities and Exchange Commission RulesThe financial definition for Securities and Exchange Commission Rules:Rules enacted by the SEC to assist in the regulation of US financial SEC. Similar MatchesCommission brokerCommission brokerA broker on the floor of an exchange who acts as agent for a particular brokerage house and buys and sells stocks for the brokerage house on a commission basis. Commission houseCommission houseA firm that buys and sells futures contracts for customer accounts. Related: futures commission merchant, omnibus account. Commodity Futures Trading Commission (CFTC)Commodity Futures Trading Commission (CFTC)An agency created by the US Congress in 1974 to regulate exchange trading in futures. Further SuggestionsFederal Maritime Commission (FMC)Fee and commission compensation Futures commission merchant (FCM) Securities & Exchange Commission (SEC) Split commission Underwriting Commission Click to compare definitions of Securities and Exchange Commission Rules Click to view definitions beginning se |