 
 
 
 
|
Suitability rules
The financial definition for Suitability rules:
Policies and guidelines that brokers must use to ensure that investors have the financial means to assume risks that they wish to undertake. These are enforced by the NASD and other self-regulatory organizations.
Similar MatchesSuitabilitySuitability A requirement that any investing strategy fall within the financial means and investment objectives of an investor.
Click to compare definitions of Suitability rules
Click to view definitions beginning su
|
|
| |
www.financial-terms.co.uk is a finance, business, investment and stock market resource of common financial words by T4 Innovations.
|